CBA Team Contact
Includes a Live Event on 06/20/2018 at 2:00 PM (EDT)
Ross Marrazzo, Managing Director, Treliant, LLC
Agnes Bundy Scanlan, Senior Advisor, Treliant, LLC
Tina M. Shaver, Senior Director, Treliant, LLC
ABOUT THE WEBINAR:
Risk Officers as well as Compliance Officers have opportunities to enhance communications and interactions with their bank board of directors. Join this webinar to gain insight on Board relationships from Treliant experts who have frequently and actively engaged with board of directors.
THIS WEBINAR WILL COVER:
TOP 3 BENEFITS TO ATTENDEES:
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Ross Marrazzo, Managing Director of Treliant, has over 33 years of domestic and international experience in the design, oversight, and assessment of corporate and regulatory compliance, Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Sanctions and fraud programs, and internal controls. Ross possesses a thorough knowledge of executive and operating functions and responsibilities within public companies and the financial services industry, including consumer and commercial banking, investment banking, insurance, and wealth management.
Over the span of his career, Ross has held senior leadership positions in a regulatory compliance capacity with a range of financial institutions, law firms, and the New York State Securities Division:
*GE Capital - Managing Director and Audit Executive, Global Compliance & Financial Crimes
*First Niagara Financial Group - Managing Director, Chief Compliance Officer, and Operational Risk Assessment Head
*The Depository Trust & Clearing Corporation - Head of Global Compliance & Financial Crimes Audit
*Citigroup - Director, Global Compliance & Financial Crimes Audit
*Citigroup - Numerous senior Compliance Officer roles for both domestic and international businesses - banking, lending, insurance, and investments
*Law Firms - Public and private, offering securities compliance at two New York law firms
*New York State Attorney General’s Office, Bureau of Investor Protection & Securities - Securities Examiner
Ross has extensive experience in remediating regulatory issues and in working with U.S. state and federal regulators. Through his international experience, Ross possesses a broad understanding of foreign regulatory expectations. Ross’ U.S. regulatory experience includes work with the Fed, OCC, CFPB, SEC, and FINRA, along with state banking, securities, and insurance regulators.
Over the course of his career, Ross has spoken at a variety of conferences, including those hosted by the ABA, ACAMS Connecticut Chapter, FSO Knowledge Exchange, and SIFMA. He has also participated in an internet-based CFPB roundtable discussion hosted by The Exchange for Financial Institutions.
Ross is a graduate of St. John’s University and is a Certified Fraud Examiner.
Agnes Bundy Scanlan, a Senior Advisor with Treliant, has a long and distinguished career in global regulation, risk management, and compliance. Her experience includes the creation, development, and execution of numerous global compliance programs for some of the country’s largest financial institutions.
At Treliant, Agnes counsels financial services companies on regulatory, risk management, and compliance matters. She rejoined Treliant in 2017, having also served as a Senior Advisor at the firm from 2012 to 2015.
From 2015 until 2017, Agnes was the Northeast Regional Director of Supervision Examinations for the Consumer Financial Protection Bureau (CFPB). There, she oversaw all regional staff and represented the CFPB’s mission on all matters relating to consumer financial protection supervision and examinations at a wide variety of large and/or complex depository financial institutions and non-depository consumer financial services companies.
Agnes has also worked as Chief Compliance Officer and Global Chief Privacy Officer at TD Bank, as well as holding similar roles at Bank of America and its predecessor banks. In addition, she served as counsel at Goodwin Procter and for the US Senate Budget Committee.
After rejoining Treliant, Agnes was elected to the SunTrust Banks, Inc. Board of Directors. She was also elected as a 2017 Fellow of the American College of Consumer Financial Services Lawyers. Additionally, she was included in Boston Business Journal’s “2015 Most Powerful Women” and in Chambers USA: America’s Leading Lawyers for Business. She is a Council Member of the Business Law Section of the American Bar Association, former Chair of the Federal Reserve Board of Governors’ Consumer Advisory Council, and former (and founding) Chair and Board Member of the International Association of Privacy Professionals.
Agnes holds a JD from Georgetown University Law Center and a BA from Smith College. She is a member of the United States Supreme Court Bar, the Bars of the Commonwealths of Massachusetts and Pennsylvania, and the Bar of the Superior Court of the District of Columbia.
Tina Shaver is a Senior Director with Treliant. Tina is a compliance executive with 30 years of banking experience, including more than 20 years in a compliance role. Before joining Treliant, she was Senior Vice President and Chief Compliance Officer at FirstMerit Bank, a mid-size bank with assets of over $25 billion.
At FirstMerit, Tina developed a robust enterprise-wide compliance program that effectively handled the bank’s significant growth as a result of numerous acquisitions. She successfully built all elements of the program to withstand rigorous regulatory agency examinations. Key areas developed included: Enterprise-wide Complaint Management, Three Compliance Lines of Defense, Compliance Testing Program, Fair Lending Program, Home Mortgage Disclosure Act (HMDA) Reporting Program, Indirect Lending Compliance Program, Mergers and Acquisitions Compliance Plan, Regulatory Exam Management, Regulatory Change Management, and Compliance Risk Assessments.
Tina developed and maintained strong relationships with the bank’s board of directors, executive leadership team, employees, and all banking regulators, as close collaborators in sustaining a successful Enterprise-wide Compliance Program.
She has been active in industry forums, most recently serving as Co-chair of the American Bankers Association (ABA) Compliance Administrative Committee and as Board Member of the ABA Regulatory Compliance Conference. She also served on compliance committees for the Consumer Bankers Association (CBA) as well as being a Steering Committee Member for the Mid-size Bank Coalition. She has spoken at compliance conferences organized by groups including the ABA and CBA.